Methodology & Compliance Products
From anti-money laundering procedures to audit methodology, we offer a comprehensive and complementary range of audit, specialist assignment, compliance and general practice procedures solutions to thousands of firms of accountants and auditors.
Our experienced and dedicated team of authors monitor changes to rules and regulations to provide flexible, practical methodology and compliance products, to help support organisations of all sizes – from sole practitioners to international networks.
With the ability to shape your subscriptions to the products you really need and an unrivalled offering of paperless solutions (using Mercia methodology) we are able to deliver methodology and compliance solutions that meet your needs in the way you want to use them.
Interested in Methodology & Compliance Products
Audit Manual
Our Audit Manual package(s) include access to our Audit Manual and Audit Procedures Manual, providing you and your firm with the guidance, procedures, engagement letters and other communication templates, disclosure checklists, reports, and work programmes needed to undertake audits of limited companies and groups. The package(s) also include online methodology training to support the relevant manuals.
Specialist Assignment Methodology
Our Specialist Manuals include all of the resources you need to perform engagements in specialist or niche areas. These products include, as relevant, sector-specific guidance, disclosure checklists, engagement letters and work programmes to perform specialist sector engagements.
Written by our team of subject matter experts, we are able to bring our practical experience and technical knowledge together to offer practical solutions for firms working in specialist sectors.
| UK | ROI | Available as paperless | |
| Specialist Assignment Manuals | |||
| Academies | ✔ | - | ✔ |
| Assurance Review Engagements | ✔ | - | ✔ |
| Audit Exemption | ✔ | ✔ | ✔ |
| Charities (Audit and Independent Examination) | ✔ | - | ✔ |
| Charities Independent Examination | ✔ | - | ✔ |
| Clubs | ✔ | - | ✔ |
| Clubs (NI) | ✔ | - | ✔ |
| FCA Investment Firms (formerly FCA - DIF Manual) | ✔ | - | ✔ |
| FCA Insurance Intermediaries (formerly FCA - MGI Manual) | ✔ | ✔ | ✔ |
| Limited Liability Partnerships | ✔ | - | ✔ |
| Pension Schemes | ✔ | - | ✔ |
| Property Professionals | ✔ | - | - |
| Registered Social Housing Providers | ✔ | - | ✔ |
| Societies and CICs | ✔ | - | - |
| Solicitors Accounts Rules / Regulations | ✔ | ✔ | ✔ |
| Solicitors Accounts Regulations (NI) | ✔ | - | ✔ |
Anti-Money Laundering & Compliance Solutions
Our range of Anti-Money Laundering & Compliance Solutions help take the worry out of compliance, providing you with guidance and documentation to help ensure your practice remains up to date and compliant with legislation, regulation and best practice.
Whether you need AML compliance procedures, or a more comprehensive AML solution, we have a range of packages designed to help you comply with Money Laundering Regulations, including the ICAEW AML Service, which we have partnered with the ICAEW to provide.
General Practice Manuals & Packages
Our General Practice Procedures Manual and General Practice Package deliver access to Mercia compliance and general practice procedures solutions within a cost-effective modular package.
Audit and Specialist Assignment Methodology can then be added, as required, to build a complete solution for your practice needs.
| Audit Exemption Manual | General Practice Procedures Manual | AML Compliance | General Practice Package | |
|---|---|---|---|---|
| Accounts & Disclosure Checklists | ✔ | ✔ | - | ✔ |
| Accounts Compilation Procedures & Programmes | ✔ | ✔ | - | ✔ |
| Practice Assurance / General Practice Compliance | - | ✔ | - | ✔ |
| Anti-Money Laundering Compliance | - | - | ✔ | ✔ |
| Other practice procedures, guidance, letters & more | - | ✔ | - | ✔ |
Pathways to Paperless
For over 15 years, Mercia have been working with our paperless partners to offer Mercia Methodology solutions in a truly paperless environment. With benefits including greater efficiency, enhanced control and more flexible working solutions, increasingly firms are seeing paperless as the solution to their methodology and compliance needs.
Our paperless partners
By working closely with a number of highly respected paperless partners, we can help you to access Mercia methodology on a platform that best aligns with the needs of your practice.
