Methodology and Compliance

Northern Ireland

From anti-money laundering procedures to audit methodology, we offer a comprehensive and complementary range of audit, specialist assignment, compliance and general practice procedures solutions to firms of accountants and auditors wherever you are.

We can do all this remotely, so there is no need to worry about Covid restrictions.

Our experienced and dedicated team of authors monitor changes to rules and regulations to provide flexible, practical methodology and compliance products, to help support organisations of all sizes – from sole practitioners to international networks.

For members, with the ability to shape your subscriptions to the products you really need and an unrivalled offering of paperless solutions, we are able to deliver the following methodology and compliance solutions that meet your needs in the way you want to use them..

Talk to our friendly team to discuss a compliance product to suit you and your firm.


Academies Manual

Our Academies Specialist Assignment Manual provides you with the documentation needed to undertake an audit, report on regularity and report on teachers' pensions for an academy. 

Assurance Review Engagement Manual

Our Assurance Review Engagement Specialist Assignment Manual provides you with the documentation needed to undertake an assurance review engagement for a limited company.

Audit Exemption Manual (UK)

Our Audit Exemption Specialist Assignment Manual provides you with the documentation needed to prepare financial statements for audit exempt limited companies and for unincorporated businesses.

Audit Manual (UK)

Our Limited Companies Audit Manual provides you with the documentation needed to undertake a statutory audit.

Audit Procedures Manual

Our Audit Procedures Manual contains audit methodology and guidance to support the Mercia audit methodology which is reflected in the Mercia Audit Manual and Mercia Specialist Assignment Manuals (SAMs) such as the Charities, Academies and Pensions SAMs.

Charities Independent Examination Toolkit

The essential guide to help you perform an effective and efficient examination of charity accounts.

Charities Manual

Our Charities Specialist Assignment Manual provides you with the documentation needed to undertake an audit or independent examination for a charity in England and Wales, Scotland or Northern Ireland.

Clubs Manual (NI)

Our Clubs Specialist Assignment Manual (NI version) provides you with the documentation needed to undertake an audit assignment for a club in Northern Ireland.

DPB (Investment Business) Compliance Manual

Our Designated Professional Body (Investment Business) Compliance Manual provides guidance and supporting documentation that will help you to establish and maintain investment business compliance procedures within your firm.

FCA - Designated Investment Firms Manual (UK)

Our FCA (DIF) Specialist Assignment Manual provides you with the documentation needed to undertake an FCA client assets (CASS) assurance engagement for a designated investment firm.

FCA - Mortgage and General Insurance Intermediaries Manual (UK)

Our FCA (MGI) Specialist Assignment Manual provides you with the documentation needed to undertake an FCA client assets (CASS) assurance engagement for a mortgage or general insurance intermediary.

General Practice Package

Our General Practice Package includes all the content from the General Practice Procedures Manual plus guidance and procedures for compliance with Anti Money Laundering obligations including the Bribery and Criminal Finances Acts.

General Practice Procedures Manual

Our General Practice Procedures Manual provides guidance on the procedures to be followed when undertaking accountancy assignments in unregulated areas.

ICAEW Anti-Money Laundering Service

This online service provides you with on-demand access to AML training, guidance and ready-to-use templates to help your firm comply with the 2017 Money Laundering Regulations and remain up to date.

Interactive Disclosure Checklists

With our long-standing software partner Caseware UK, we have developed interactive versions of our accounts disclosure checklists for limited company, academy, charity and pension scheme accounts.

Limited Liability Partnerships Manual

Our Limited Liability Partnerships (LLP) Specialist Assignment Manual provides you with the documentation needed to undertake an audit or an audit exempt assignment for an LLP.

MLRO Support Service

Everything you need to comply with the 2017 Money Laundering Regulations combined into a single package.

Model Accounts and Disclosure Checklists

This online product contains 6 sets of annotated model accounts for a small audit exempt trading subsidiary company that illustrate the various reporting options for a small company under UK GAAP. 

Money Laundering Compliance Manual

Our Money Laundering Compliance Manual provides you with all of the guidance and supporting documentation needed to establish and maintain anti-money laundering procedures within your firm.

Paperless Audit

We work with three highly respected partners to bring our audit methodology to you in a truly paperless environment.

Pension Schemes Manual

Our Pension Schemes Specialist Assignment Manual provides you with the documentation needed to undertake an audit of a defined benefit or defined contribution pension scheme.

Practice Assurance Compliance Manual

Our Practice Assurance Compliance Manual provides guidance and supporting documentation that will help you to establish and maintain quality control procedures within your firm.

Printed Documentation

Printed current and permanent file index cards are available for Mercia’s Audit and Audit Exemption Manuals (UK only).

Probate Compliance Manual

The Probate Manual provides extensive guidance and ready-to use templates to help you carry out probate assignments for your clients and ensure your firm complies with the Probate Regulations.

Property Professionals Manual

Our Property Professionals Specialist Assignment Manual provides you with the documentation needed to provide the reports required by the members of RICS, Propertymark, NALS and ARMA and by the Estate Agents (Accounts) Regulations.

Registered Social Housing Providers Manual

Our Registered Social Housing Providers (RSHP) Specialist Assignment Manual provides you with the documentation needed to undertake an audit or reporting accountant's assignment for a registered provider of social housing.

Societies and Community Interest Companies Manual

Our Societies and Community Interest Companies (CICs) Specialist Assignment Manual provides you with supplementary documentation that consider the specialist aspects of Registered or Friendly Society assignments as well as CICs.

Solicitors' Accounts Regulations Manual (NI)

Our Solicitors’ Accounts Regulations Specialist Assignment Manual provides you with the documentation needed to provide the report required under the Solicitors’ Accounts Regulations in Northern Ireland.

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Republic of Ireland

Order compliance manuals in Republic of Ireland

 

 

 

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