Clients’ Money Compliance Review

If you receive, or hold, client money, you’re required to comply with the Client Money Regulations; a fundamental part of which involves conducting an annual review to monitor your compliance.

Our clients money compliance review will examine your firm’s procedures for dealing with clients’ money, by way of checking that the operation of your client money accounts comply with the regulations of the relevant regulatory body.
You will receive a full written report following your review setting out our findings, as well as any recommendations for improvements.

Why not combine your clients’ money compliance review with another review on the same day?
Whilst we are on site, we could combine your clients’ money compliance review with another compliance review on the same day.