Regulatory Hot Topics for the Independent Firm

The regulatory burden for the independent firm is ever more challenging. Changes to ICAEW CPD rules in 2023 specifically require training in the area of ethics. Professional body feedback tells us that AML compliance is still a problem area. ESG is also an issue which is increasingly coming into view for SME businesses. This course will cover all these areas, with a particular focus on practical problems and how to resolve them.

Content will include:

• Background to professional ethics and the sources of ethical rules and guidance
• Ethical policies and procedures – requirements and practical application
• Practical problem areas and how to resolve them
• Hot topics with anti-money laundering compliance
• What regulators challenge – and how to ensure you and your staff comply
• The environmental social and governance (ESG) agenda - five important reasons why you and your clients should care

The focus will be on practical scenarios rather than theory. There will be lots of opportunity to discuss practical problems and for debate

Who should attend the course?

Accountants in professional practice and industry who need to keep abreast of the latest rules and hot topics in relation to ethics, AML, ESG and other aspects of regulatory compliance.